Description
This is the Preparing for a Regulatory Visit session.
This is part of a series of 6 recorded webinars produced in response to requests from practitioners around the world to replicate the 2 day practical audit workshop which was run over the last 20 years by Michael Scott for a host of professional bodies in the UK, Ireland, Europe, Africa and the Caribbean. The course is designed to give partners and audit staff at small and medium sized audit firms an appreciation of the practical application of ISAs and the importance of good audit documentation with an emphasis on what Regulators are looking for.
The course is suitable for firms in any country applying ISAs and provides valuable insights into the level of documentation required by smaller firms to ensure satisfactory audit inspections. The course is particularly suitable for firms where the ACCA’s Practice Regulation team is conducting inspections but it is also suitable for other Regulators as well.
This session covers :
- Preparation for a regulatory visit
- The visit itself and what the regulator is looking for
- Reviewing a firm’s continuing obligations
- Producing post regulatory visit action plans
- Common findings of the Regulator
- Audit documentation and ISA 230
The course is available for use across the firm and is not restricted to one individual.
All 6 sessions are available to purchase or you can purchase single sessions.
Individual sessions can be purchased for £150 (+ VAT if you are based in UK).
